10 • APHA Registration Guide
Issuing Breeder’s Certificates
Filing DNA Genetic Markers
All owners of breeding stallions—
Paint, Quarter Horse or Thoroughbred—
are required to file with the association a
written report of the stallion’s DNA
genetic markers.
The test must be obtained from a labo-
ratory approved by APHA and following
association procedures. All Paint stallions
must be tested through the association.
Owners can order a DNA Hair Sample Kit
through the APHA Field Services
Department. The genetic marker test is
included in the kit’s cost. The genetic
information becomes a permanent part
of the stallion’s file, so even if ownership
changes, you are not required to repeat
the test.
If you stand a Quarter Horse whose
DNA genotype is already on file with
AQHA, write to that association and
request that they send APHA a copy of the
test results. We accept their results and
place them on file at no charge to you.
We also accept test results on file with
the Jockey Club, although obtaining
copies is more complicated. Before the
Jockey Club releases the test results for a
Thoroughbred stallion, they require that
APHA submit a written authorization let-
ter from the recorded horse owner, giving
APHA permission to use the results on file
with the Jockey Club. Send your letter to
the APHA Field Services Department. We
will forward your letter along with a
request for a copy of the results on file.
When APHA receives the horse’s results,
they are filed at no charge to you.
Breeder’s Certificates are issued by the stal-
lion owner. APHA pre-prints the information
found in the Breeder’s Certificate portion of the
Registration Application, based upon infor-
mation provided in Stallion Breeding Reports.
These pre-printed forms are then mailed to
stallion owners. The stallion owner can then
sign that Registration Application and give it
to the mare owner to use when the time
comes to register the new foal with APHA.
If the stallion owner does not have a pre-
printed application, blank Breeder’s
Certificate forms, which are actually part of
the Registration Application, are available
from APHA.
If you are the record owner of both the
sire and the dam at the time of breeding
and foaling, you do not need to submit a
separate Breeder’s Certificate. However,
you must provide information about the sire
and dam on the registration application.
One of the most important parts of the
Breeder’s Certificate is the listing of the
dates during which the mare was exposed
to the stallion.
Because the integrity of the information
provided on the Breeder’s Certificate and
Stallion Breeding Report is so important to the
association’s goal of preserving bloodlines,
serious penalties may be assessed if false
information is given on one of these forms.
Also, if a valid Breeder’s Certificate is issued
and submitted with a Registration
Application, a stallion owner may be sus-
pended if a Stallion Breeding Report has not
been properly filed and the appropriate fees
paid.
Before you issue a Breeder’s Certificate,
double-check that the following information
is included on the report:
• Correct dates. The dates on the Breeder’s
Certificate and the Stallion Breeding Report
must match. If the dates do not match,
APHA may require a corrected Breeder’s
Certificate or Stallion Breeding Report.
• Correct signature. The Breeder’s
Certificate must be signed by the record
owner of the sire at time of service. If the
stallion is jointly owned, the APHA will
accept the signature of any one of the
joint owners, if that individual is named on
the sire’s current registration certificate or
is authorized to sign via the Stallion Listing
Card or a Signature Authorization Card.
• Multiple stallions. If a mare is serviced by
more than one stallion, a complete
Breeder’s Certificate for each stallion must
be submitted to APHA. If the mare was
exposed to more than one stallion, the
owner of the foal may be required to ver-
ify parentage through DNA genetic test-
ing of the mare, foal and stallions.
• Alterations. Altered Breeder’s Certificates
are not accepted, other than address
corrections. For example, if a pre-printed
Breeder’s Certificate has an error in the
sire, dam or breeding dates, you may not
correct that error. The stallion owner
must complete a new one. Issuing the
Breeder’s Certificate is at the discretion
of the stallion owner. By issuing the
Breeder’s Certificate, the stallion owner
attests that all of the mare owner’s obli-
gations have been met and the foal may
be registered. Contractual disputes
between stallion and mare owners must
be resolved between the individuals
themselves without the benefit of APHA
intervention.
Rules for Foals from AI,
Transported Semen
In the case of artificial insemination, the semen must
be used to inseminate a mare at the collection site with-
in 24 hours following collection. The foal owner does not
need to supply any additional information to complete
the registration process.
Before a foal conceived through the use of transport-
ed cooled or frozen semen can be registered, the fol-
lowing criteria must be met:
• Prior to breeding the mare, the stallion owner must
have applied for a Transported Cooled and/or Frozen
Semen Permit and paid the appropriate fee.
• Both the stallion owner and mare owners must have
completed and mailed their portions of the collection-
insemination certificates.
• DNA genetic marker reports for both the dam and foal
must be filed with APHA, as parentage verification of
the foal will be required prior to registration.
Rules for Embryo Transfer Foals
Any American Paint Horse, Quarter Horse or Thoroughbred mare is eli-
gible for embryo transfer. There is no limit on the number of registrations
in a calendar year of foals produced by embryo transfer.
APHA reserves the right to inspect the premises and practices of any
party using or intending to use embryo-transfer procedures.
If you intend to produce a foal using embryo transfer technology, be
sure you have completed the following steps:
• Provide APHA with written notification of your intent to perform
embryo transfer prior to the transfer. Include the name and registra-
tion number of the donor mare, the breeding stallion, and the name
and location of the organization doing the transfer.
• Pay the appropriate fees.
• Complete the transfer within 72 hours of the recovery if the transfer is
conducted on the premises where the embryo was collected.
• An APHA representative or approved veterinarian must be present during
the collection and transfer procedure.
• The pedigree of the foal must be certified through DNA genetic testing.
You are responsible for all expenses.